American Funds – (RK)

Firm Profile

Rely on an industry-leading service provider to help your plans run smoothly and effectively. Open-Investment Architecture: Access the American Funds and over 1,000 investment choices from more than 40 other well-known managers. Competitive Pricing: Tailor pricing to your clients’ needs with a range of recordkeeping and share class options. Versatile Compensation: Select the compensation option that’s right for you and your clients’ plans.

KEY CONTACTS
1-800-421-9900

WEBSITE
www.AmericanFunds.com

PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1-$10 million), Mid – ($10 million – $100 million)

# OF PLANS/PARTICIPANTS SERVED BY TYPE
As of 06/30/16
401(k): 48,459/1,036,652
403(b): 740/34,800
Money purchase: 59/1,437
NQDC: 7/89

ASSET ALLOCATION FUNDS
• American Funds Target Date Retirement Series
• American Funds Portfolio Series

PLANS BY CHANNEL (Direct/Advisor): 0/45,638
Platforms Used: RK Direct: DST TRAC system, Plan Premier: Bundled, PlanPremier-TPA using FASCore system

ADVISOR SUPPORT SERVICES
External wholesalers focused on advisors: 34
External wholesalers focused on institutional: 34
Internal wholesalers focused on advisors: 34
Internal wholesalers focused on institutional: 34

Compliance Support
Plan Benchmarking
Target-date Evaluation Tools
Training for DC Plan Sales/Service
Investment Committee Meetings