Axia Advisory

Firm Profile

FIRM PROFILE
Axia Advisory provides retirement plan and investment management consulting services to employer-sponsored retirement plans. Axia’s success has been built upon its commitment to improving the operations and performance of clients’ investment and retirement portfolios. Axia serves our clients as an independent investment consultant and we have acknowledged our fiduciary status on the services we provide to our clients since 1992. Axia Advisory is a fee-for-service consulting firm that derives all revenues from fully disclosed and transparent fee arrangements. Axia Advisory provides the following services and is experienced
in: Investment Management Consulting/Plan Design/Fiduciary Governance/Vendor Search/Fee Analysis/Custom Model Design and Implementation/Employee Communication and Education.

KEY CONTACTS
Keith Shadrick, (317) 630-2800, kshadrick@AxiaAdvisory.com
Matt Fleck, (317) 630-2800, mfleck@AxiaAdvisory.com.
WEBSITE AxiaAdvisory.com

PRIMARY MARKET(S) SERVED
Mid – ($10 million – $100 million)
Large – ($100 million – $250 million)
OPTIONS AVAILABLE
• 3rd party vendor analysis tool
• 3rd party investment analysis tool
• Benchmarking tools
• Participant advice/participant services
• Allows fiduciary declaration 3(21)/3(38)
• Custom risk based/target date models
• 408(b)(2) – In-house or outsourced
• Plan design consulting
• Plan sponsor fiduciary training
• Stable value analysis
3rd Party Clearing BD: N/A