Billings and Company, Inc.

Firm Profile

Billings and Company, Inc. is a non-producing TPA with Plan Sponsor clients in 34 states. We also offer our Gazelle-by-Billings open architecture daily recordkeeping system that offers over 20,000 mutual funds, advisor models, ETF’s, and brokerage. In addition, our firm offers Named 402/3(16) Fiduciary Services
and Notice Outsourcing for Plan Sponsors who desire to legally delegate virtually all of their fiduciary responsibilities.

KEY CONTACTS
Dick Billings, (800) 713-401k, dick.billings@billingsco.com
Michael Billings, (800) 713-401k, mike.billings@billingsco.com
Brandon Madison, 800-713-401k, brandon.madison@billingsco.com
Try Becker, (800) 713-401k, trey.becker@billingsco.com
WEBSITE Billingsco.com
PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1-$10 million),
Mid ($10-$100 million)

# OF PLANS/PARTICIPANTS SERVED BY TYPE
As of 06/30/16
401(k): 325/27,000
403(b): 20/1,500
Money Purchase: 5/125
457: 120/1,200
Cash Balance: 15/80

PLANS BY CHANNEL (Direct/Advisor): 0/100

Platforms used: Relius

ASSET ALLOCATION FUNDS
Any asset allocation fund listed on a national exchange is available.

ADVISOR SUPPORT SERVICES
External wholesalers focused on advisors 0
External wholesalers focused on institutional 0
Internal wholesalers focused on advisors 2
Internal wholesalers focused on institutional 2

Compliance support, plan benchmarking, targetdate evaluation tools, training for DC plan sales/service, investment committee meetings

PARTICIPANT SUPPORT SERVICES
Retirement income estimates/projections, rollover services, call center support, smartphone access to participant balances, smartphone transaction access for participants