Commonwealth Financial Network

Firm Profile

As the nation’s largest privately held independent broker/dealer–RIA, Commonwealth has the expertise and resources to help advisors succeed with all aspects of their retirement plan practice. Our in-house team of specialists provides one-on-one consultation on everything from marketing strategies to plan management methodologies to participant communications. Innovative resources include an online dashboard for monitoring retirement savings success rates for plan participants and assisting transitioning employees with rollover decisions; and a convenient, affordable education and certification curriculum for advisors who require fiduciary training. Investment research capabilities, an open product platform, and five affiliation choices round out our commitment to continuously evolve the most competitive, progressive retirement plan service model in the industry.

KEY CONTACTS
Paul Mahan, (800) 251-0080 x9969, pmahan@commonwealth.com

Kathleen Roche, (800) 251-0080 x9476, kroche@commonwealth.com

WEBSITE
www.Commonwealth.com

PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1-$10 million), Mid ($10-$100 million), Large ($100-$250 million),

OPTIONS AVAILABLE
• Retirement Sales Desk Reps
• Business Development Consultants
• Recruiter for Retirement Plan Advisors
• 3rd Party Investment Analysis Tool
• Benchmarking Tools
• Participant Advice/Participant Services
• CRM/Data Aggregation
• Internal Rollover Program
• Allows Fiduciary Declaration3(21)/3(38)
• Plan feature review/plan design consulting
• Consulting on SMAs
• Plan sponsor fiduciary training
• Stable value analysis
• Custom retirement education program
• Retirement plan investment recommended list

3rd Party Clearing BD: National Financial Services

16 home office employee, supporting the retirement business