CUNA Mutual Retirement Solutions

Firm Profile

At CUNA Mutual Retirement Solutions®, it is our mission to recognize the powerful human story of the service and accomplishments of hard working Americans, and help them meet their challenge in achieving a secure retirement. Our firm has over 50 years of experience in providing services for defined contribution and defined benefit retirement plans.

CUNA Mutual Retirement Solutions is the marketing name for CPI Qualified Plan Consultants, Inc. a member company of CUNA Mutual Group since 2009. CUNA Mutual Group is a Fortune 500 company, maintaining an “A” rating “Excellent” from A.M. Best rating agency for over 30 years.

KEY CONTACTS
Sales: (800) 491-7859
intermediarysolutions@cunamutual.com

Service: Jennifer Norr (608) 665-7856
jennifer.norr@cunamutual.com

WEBSITE www.cunamutualrs.com

PRIMARY MARKET(S) SERVED
Micro <$1 million
Small $1 million – $10 million
Mid $10 million – $100 million
Large $100 million – $250 million

CUNA Mutual Retirement Solutions primary market is focused on plans up to $50 million with1,000 participants or less.

Existing client plan base includes plans from startup to over $500 million and participants up to approximately 15,000.

NO. OF PLANS SERVED BY TYPE
As of 06/30/16
401(k): 5,000
403(b): 500
Money purchase: 200
457: 1,100
NQDC: 400
Defined benefit: 700
Cash Balance: 10
Other: 150

NO. OF PARTICIPANTS SERVED BY TYPE
As of 06/30/16
401(k): 261,000
403(b): 35,000
Money purchase: 6,000
457: 5,500
NQDC: 1,000
Defined benefit: 38,000
Cash Balance: 120
Other: 4,000

ASSET ALLOCATION FUNDS
Open architecture
TDF-outside
TDRisk-outside
Custom Glide Path

PLANS BY CHANNEL
Direct sold: 0
Advisor sold: 100%

PLATFORM(S) USED
• Proprietary recordkeeping platforms

ADVISOR SUPPORT SERVICES
Number of external wholesalers focused on advisors: 25
Number of external wholesalers focused on institutional: 4
Number of internal wholesalers focused on advisors: 8
Number of internal wholesalers focused on institutional: 2

• Compliance support
• Plan benchmarking
• Target-date evaluation tools
• Training for DC plan sales/services
• Investment committee meetings

PARTICIPANT SUPPORT SERVICES
• Retirement Income Estimates/Projections
• In-plan Lifetime Income Options
• Rollover Services
• Call Center Support
• Smartphone Access to Participant Balances
• Smartphone transaction access for participants

PLAN SPONSOR SUPPORT SERVICES
– Plan relationship and operation consultation
– Plan health reporting and annual plan review
– Plan benchmarking on plan sponsor website
– Plan conversion and document services
– Compliance testing, reporting, legislative updates
– Plan audit support
– Fiduciary support 3(21) and 3(38)
– Plan fiduciary education
– Participant education program development
– Education program implementation
– Participant reporting
– Participant distribution, loans, etc. support
– Participant income replacement tools
– ClearDirection suite of program solutions offering full open architecture
to turn-key plan management.