Employee Fiduciary, LLC

Firm Profile

FIRM PROFILE
Founded in 2004, Employee Fiduciary is employee owned, operated and fully independent. We have one simple mission – to deliver small business 401k plans that equal or exceed the best in the country. Our benefits include:
• Low Fees – Our annual fee is $1,500 (includes up to 30 plan-eligible employees) + 0.08% of plan assets + $30 for each employee in excess of 30.
• Investment Choice – We allow any investment, including low cost Vanguard index funds and ETFs, without limitation or markup.
• Expert Care – Our services have been sharpened by decades of experience to make 401k plan sponsorship easy, safe and cost effective for small businesses.

KEY CONTACTS
Holly Roussel-Godfrey, (251) 581-9280,
hgodfrey@employeefiduciary.com
WEBSITE employeefiduciary.com

PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1-$10 million),
Mid ($10-$100 million)

# OF PLANS/PARTICIPANTS SERVED BY TYPE
As of 06/30/16
401(k): 2,800/65,000
403(b): 100/5,000
Money Purchase: 5/100
457: 20/100

PLANS BY CHANNEL
(Direct/Advisor): 1, 700/1,300

ASSET ALLOCATION FUNDS
Permitted

ADVISOR SUPPORT SERVICES
External wholesalers
focused on advisors 3
External wholesalers
focused on institutional 3
Internal wholesalers
focused on advisors 3
Internal wholesalers
focused on institutional 3
Compliance support, plan benchmarking, targetdate
evaluation tools, training for DC plan sales/
service, investment committee meetings

PARTICIPANT SUPPORT SERVICES
Retirement income estimates/projections, call center support, Facebook page