Fidelity Institutional Asset Management – (DCIO)

Firm Profile

Fidelity Institutional Asset Management(FIAM) is one of the largest
organizations serving the U.S. institutional marketplace. FIAM is a gateway
to Fidelity’s original insight and diverse investment capabilities across equity,
fixed income, high-income and global asset allocation. FIAM is a division
of Fidelity Investments. With assets under administration of $5.6 trillion,
including managed assets of $2.1 trillion as of September 30, 2016, we focus
on meeting the unique needs of a diverse set of customers. Data encompasses
multiple affiliated companies, and is sourced from Fidelity’s corporate
statistics and recordkeeping data.

KEY CONTACTS
Sales: Derek Wallen, SVP, Head of Advisor DCIO Sales, derek.wallen@fmr.com, 800-343-1492

WEBSITE www.advisor.fidelity.com/dcio

PRIMARY MARKET(S) SERVED
Small ($1-$10 million), Mid ($10-$100 million), Large ($100-$250 million)

TOTAL AUM ($MM)
As of 6/30/16: $442,000 MM
As of 12/31/15: $400,980 MM
As of 6/30/15: $440,000 MM

TOTAL DCIO ASSETS ($MM)
As of 6/30/16: $38,000 MM
As of 12/31/15: $39,800 MM
As of 6/30/15: $41,400 MM

DCIO ASSETS BREAKDOWN
Mutual funds: 94.5%
Collective trusts: 1.0%
Separate accounts: 3.5%
Stable Value 0.5%
Money Market 0.5%

ASSET ALLOCATION FUNDS
• Includes advisor share classes
• Fidelity/Fidelity Advisor Freedom Funds
• Fidelity/Fidelity Advisor Asset Manager
• Fidelity/Freedom Index Funds
• Fidelity/Fidelity Advisor Balanced Fund

TOP 5 FUNDS BY DC ASSETS
1. Fidelity Contrafund: $7.172 B
2. Sparten 500 Index: $2.307 B
3. FA New Insights: $1.596 B
4. FA Leverage Company Stock: $1.593 B
5. Fidelity Growth Company: $1.498 B

ADVISOR SUPPORT SERVICES
External wholesalers focused on advisors, plan benchmarking, investment
committee meetings, Fiduciary screening support, fi 360 Fiduciary Score®
reports, Retirement Plan Advisory Group™ scores, LPL 12 Point Financial
Scoring reports

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 9/0

Key Contacts

Sales: Derek Wallen, SVP, Head of Advisor DCIO Sales, derek.wallen@fmr.com, 800-343-1492

Service: Tom Restivo, SVP, Operations & Services Group, tom.restivo@fmr.com, (401) 292-5596

Sales Desk: 800-343-1492

WEBSITE www.advisor.fidelity.com/dcio

Territory Map

  • Click here for a map of Fidelity DCIO's ten regional specialist

    Commingled pools are managed by the Fidelity Investments companies of FIAM LLC, a registered investment adviser, and Fidelity Institutional Asset Management Trust Company, a New Hampshire trust company. FIAM products and services may be presented by Fidelity Investments Institutional Services Company, Inc., a non-exclusive financial intermediary that is affiliated with FIAM and compensated for such services.