Invesco

Firm Profile

Invesco Ltd. is an independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. We are privileged to manage more than $770 billion in assets on behalf of retail and institutional clients around the world by providing a comprehensive range of high-conviction investment capabilities designed to help clients achieve their investment objectives. (As of June 30, 2016.) The focus of the Invesco defined contribution investments only team is to connect with top DC-focused advisors, consultants, RIAs and platform partners to help grow their business — The Business of Retirement.

KEY CONTACTS
Jeffrey Hemker, (630) 258-6931
jeffrey.hemker@invesco.com
Sales Desk: (800) 370-1519

WEBSITE www.invesco.com/us; www.invesco.com/TheBusinessOfRetirement

PRIMARY MARKET(S) SERVED
Micro <$1 million
Small $1 million – $10 million
Mid $10 million – $100 million
Large $100 million – $250 million
Mega >$250 million

TOTAL AUM ($MM)
As of 6/30/16: $779.6 B
As of 12/31/15: $775.6 B
As of 12/31/14: $792.4 B
As of 12/31/13: $778.8 B

TOTAL DCIO ASSETS ($MM)
As of 6/30/16: $102.5 B
As of 12/31/15: $106.6 B
As of 12/31/14: $97.7 B
As of 12/31/13: $96.0 B

DCIO ASSET BREAKDOWN (BY %) As of 12/31/15
Separate accounts: 43%
Mutual funds: 37%
Collective trusts: 13%
Subadvised: 6%
Separately managed accounts: 1%

ASSET ALLOCATION FUNDS
Invesco Balanced-Risk Retirement Funds

TOP 5 FUNDS BY DC ASSETS (as of 12/31/15 ex Collective Trust)
Invesco Diversified Dividend – $6.6 B
Invesco International Growth – $5.1 B
Invesco Equity and Income – $5.1 B
Invesco Comstock – $4.6 B
Invesco Growth and Income – $4.1 B

ADVISOR SUPPORT SERVICES
• External wholesalers focused on advisors
• External wholesalers focused on institutional
• Plan benchmarking
• Compliance support
• Target-date evaluation tools
• Training for DC plan sales/service
• Investment committee meetings

NO. OF EXTERNAL WHOLESALERS
DC: 11
Retail: 97