Investment Centers of America, Inc.

Firm Profile

FIRM PROFILE
ICA offers both an independent and financial institution channel. Our Financial Solutions Team (comprised of retirement plan and financial planning experts) partners with advisors to discuss individual client solutions for retirement income planning, tax management, investment analysis and social security planning. We
also offer hands-on, proactive marketing support including a regional relationship manager and service associate.

KEY CONTACTS
Calvin Nystrom, (813) 880-5362,
calvin.nystrom@npholding.com
Frank Hayn, (310) 899-8828
WEBSITE investmentcenters.com

PRIMARY MARKET(S) SERVED
Micro – (< $1 million)
Small – ($1 million – $10 million)
Mid – ($10 million – $100 million)

OPTIONS AVAILABLE
• Preferred provider program
• Retirement sales desk representatives
• Benchmarking tools
• CRM/data aggregation
• Allows fiduciary declaration 3(21)
• 408(b)(2) – in-house
• Plan design consulting

3rd Party Clearing BD: Pershing LLC