J.P. Morgan Asset Management – (DCIO)

Firm Profile

Our mission is to be our clients’ premier partner in helping individuals achieve a successful retirement. We believe in consultative relationships that approach client challenges and goals with an integrated perspective and unique understanding of the interplay between investments, plan design, administration and communications. We offer our a proprietary target date fund suite along with a broad DC investment suite that seeks to deliver better investment outcomes by accessing the investment insights, fiduciary culture and intellectual capital of J.P. Morgan Asset Management.

KEY CONTACTS
Michael Miller, (727) 284-7825, michael.d.miller2@jpmorgan.com
Christopher Daly, (508) 717-5751, Christopher.g.daley@jpmorgan.com

WEBSITE www.JPMorgan.com/Retirement

PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1-$10 million), Mid ($10-$100 million),
Large ($100-$250 million), Mega (>$250 million)

TOTAL AUM ($MM)
As of 6/30/16: $168,031mm
As of 12/31/15: $137,058mm
As of 6/30/15: $149,824MM
As of 12/31/14: $139,599MM
As of 12/31/13: $109,591MM

TOTAL DCIO ASSETS ($MM)
As of 6/30/16: $134,778mm
As of 12/31/15: $117,399mm
As of 6/30/15: $115,746MM
As of 12/31/14: $105,698MM
As of 12/31/13: $77,838MM

DCIO ASSET ALLOCATION ($MM)
Mutual Funds: 55%
Collective Trusts: 12%
Separate Accounts: 30%
Stable Value: 2%
Money Market: 1%

ASSET ALLOCATION FUNDS
• SmartRetirement
• Investor Funds
• Additional balanced funds

TOP 5 FUNDS BY DC ASSETS
JPM SmartRetirement, $40,994mm AUM, $9,250mm flows
JPM Mid Cap Value, $8,681mm AUM, ($271mm) flows
JPM Large Cap Growth, $6932mm AUM, ($229mm) flows
JPM Core Bond, $4718mm AUM, $1,007mm flows
JPM US Equity Fund, $4,046mm AUM, $316mm flows

Total AUM includes only DC assets.
Top 5 funds by DC asset AUM is as of 6/30/16, and includes only MF. Parentheses denote negative figures.

ADVISOR SUPPORT SERVICES
• External Wholesalers Focused On Advisers
• External Wholesalers Focused On Institutional
• Plan Benchmarking
• Target-Date Evaluation Tools
• Training For DC Plan Sales/Service
• Investment Committee Meetings
• Due diligence meetings, advisor conferences, and whitepapers/research

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 36/107