MassMutual Funds – (DCIO)

Firm Profile

Multi-managed approach with specialized portfolio management by some of the best managers from across the industry. Managers are acknowledged experts in their investment styles. We offer unique products and manager combinations including award-winning funds and strategies you can’t get anywhere else.

The MassMutual Funds are advised by MML Investment Advisers, LLC and sponsored by Massachusetts Mutual Life Insurance Company — a mutual insurance company with a 160-year history of service excellence and fi nancial strength ratings among the highest for any company. MassMutual is one of the top 50 asset managers in the world (P& I, 2014), thanks to the more than $600 billion in assets managed by its various asset management affi liates. In keeping with our heritage, MML Investment Advisers, LLC executes a disciplined long-term growth strategy rather than a short-term approach.

KEY CONTACTS
Paul Webb, (617) 695-4433, PWebb@massmutual.com
John Hipsher, (860) 539-8813, JHipsher@massmutual.com
Rob Olszewski, (857) 753-9872, ROlszewski@massmutual.com

WEBSITE
www.MassMutualFunds.com

PRIMARY MARKET(S) SERVED
Small ($1-$10 million), Mid ($10-$100 million), Large ($100-$250 million)

TOTAL AUM ($MM)
As of 6/30/16: $50,400MM
As of 12/31/15: $49,650MM
As of 6/30/15: $43,000MM
As of 12/31/14: $43,000MM
As of 12/31/13: $42,000MM

TOTAL DCIO ASSETS ($MM)
As of 6/30/16: $14,500MM
As of 12/31/15: $13,400MM
As of 6/30/15: $13,300MM
As of 12/31/14: $13,200MM
As of 12/31/13: $13,100MM

ASSET ALLOCATION FUNDS
• MassMutual RetireSMART Funds (Target Date and Target Risk)

TOP 5 FUNDS BY DC ASSETS
Select S&P 500 Index Fund, 3,700
Select Mid Cap Growth Equity II Fund, $3,155M
Select Blue Chip Growth Fund, $1,494M
Premier Core Bond Fund, $1,393M
Select Fundamental Value,$1,278M

ADVISOR SUPPORT SERVICES
• External Wholesalers Focused On Advisers
• External Wholesalers Focused On Institutional
• Training For DC Plan Sales/Service

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 4/0