NATIONAL PLANNING CORPORATION

Firm Profile

FIRM PROFILE
NPC is passionate about building and maintaining close relationships with our Advisors and is dedicated to three core initiatives: Technology, Advisory Services and Practice Management. Founded in 1998, and headquartered in El Segundo, California, NPC was created specifically for the independent investment professional.

KEY CONTACTS
Frank Hayn, (310) 899-8828, frank.hayn@npholding.com
Calvin Nystrom, (813) 880-5362, calvin.nystrom@npholding.com
WEBSITE natplan.com
PRIMARY MARKET(S) SERVED
Micro – (< $1 million)
Small – ($1 million – $10 million)
Mid – ($10 million – $100 million)
OPTIONS AVAILABLE
• Preferred provider program
• Retirement sales desk representatives
• Benchmarking tools
• CRM/data aggregation
• Allows fiduciary declaration 3(21)
• 408(b)(2) – in-house
• Plan design consulting

3rd Party Clearing BD: Pershing LLC