Neuberger Berman

Firm Profile

Neuberger Berman is a private, independent, employee-controlled investment manager. Our firm manages equities, fixed income, private equity and hedge fund portfolios for global institutions, advisors and individuals. Tenured, stable and long-term in focus, our firm fosters an investment culture of fundamental research and independent thinking. Whether we are sharing thought leadership or creating customized solutions, our mission is to partner with our clients to achieve their unique investment objectives. From Defined Contribution to pension plans, multi-asset or single strategies, our singular focus on asset management reinforces our alignment with the interests of our clients.

KEY CONTACTS
Michelle Rappa, (212) 476-5575, michelle.rappa@nb.com
Chris Walker, (817) 881-9637, christopher.walker@nb.com

WEBSITE
www.NB.com/pages/public/en-us/retirement.aspx

PRIMARY MARKET(S) SERVED
• Micro – (< $1 million) • Small - ($1 million - $10 million) • Mid - ($10 million - $100 million) • Large - ($100 million - $250 million) • Mega - (>$250 million)

TOTAL AUM ($MM)
As of 6/30/16: $246,216MM
As of 12/31/15: $240,358MM
As of 6/30/15: $251,000MM
As of 12/31/14: $250,000MM

TOTAL DCIO ASSETS ($MM)
As of 6/30/16: $18,000MM
As of 12/31/15: $17,000MM
As of 6/30/15: $20,000MM
As of 12/31/14: $21,000MM

TOP 5 FUNDS BY DC ASSETS
Genesis Fund, Total DC Assets: $6,440MM, 2015 Purchases: $669MM
Socially Responsive Fund, Total DC Assets: $1,215MM, 2015 Purchases: $213MM
High Income Bond Fund, Total DC Assets: $974MM, 2015 Purchases: $253MM
Mid Cap Growth Fund, Total DC Assets: $503MM, 2015 Purchases: $216MM
Large Cap Value Fund, Total DC Assets: $320MM, 2015 Purchases: $55MM

ADVISOR SUPPORT SERVICES
• External Wholesalers Focused On Advisers
• External Wholesalers Focused On Institutional
• Training For DC Plan Sales/Service
• Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 5/36