New York Life Investment Management

Firm Profile

New York Life Investment Management, a subsidiary of New York Life Insurance Company, has a vision to be one of the most trusted providers of investment management expertise and long-term financial security. We are renowned for our premier investment acumen and client focus, esteemed for our people, processes and performance, and valued for our integrity, consistency and strength. Stable Value Investments and Mainstay Investments DCIO are divisions within New York Life Investment Management and both share a long-term perspective, a focus on quality, and a commitment to excellence.

KEY CONTACTS
Stable Value Investments: Kevin Mansfield – National Director
kevin.mansfield@newyorklife.com 973-830-7983

Stable Value Team Territory Map

MainStay DCIO: Jeff Budd – Director, Institutional & Investment Platforms
jeff_budd@nylim.com 201-685-6189

WEBSITE
Stable Value Investments:www.stablevalueinvestments.com

MainStay Funds DCIO: www.nylinvestments.com/mainstay/dcio

PRIMARY MARKET(S) SERVED
Micro < $1 million , Small $1 million-$10 million, Mid $10 million – $100 million, Large $100 million – $250 million, Mega >$250 million

TOTAL AUM ($MM)
As of 06/30/16: 521,000
As of 12/31/15: 536,000
As of 06/30/15: 533,000
As of 12/31/14: 537,000
As of 12/31/13: 411,000

TOTAL DCIO ASSETS ($MM)
As of 06/30/16: 17,000
As of 12/31/15: 16,000
As of 06/30/15: 18,000
As of 12/31/14: 14,000
As of 12/31/13: 14,000

ASSET ALLOCATION FUNDS
MainStay Retirement Funds (Target Date Funds)

TOP 5 FUNDS BY DC ASSETS
MainStay Large Cap Growth: $10 billion
MainStay S&P 500 Index Fund: $966 million
MainStay High Yield Corporate Bond Fund: $924 million
MainStay ICAP Select Equity Fund: $768 million
MainStay Total Return Bond Fund: $444 million

ADVISOR/SUPPORT SERVICES
External wholesalers focused on advisers,
External wholesalers focused on institutional ,
Compliance support, Plan benchmarking,
Training for DC plan sales/service ,
Investment committee meetings ,
Advisor and Plan Sponsor Value Add Materials

NO. OF EXTERNAL WHOLESALERS (DC/Retail): Stable Value Investments – 4 MainStay DCIO – 4

Key Contacts

Stable Value Investments: Kevin Mansfield - National Director
kevin.mansfield@newyorklife.com 973-830-7983

Stable Value Team Territory Map

MainStay DCIO: Jeff Budd - Director, Institutional & Investment Platforms
jeff_budd@nylim.com 201-685-6189

MainStay DCIO: Jonathan Blaze - Director, Sales
jonathan.blaze@nylim.com 708-784-1891