Nuveen Investments

Firm Profile

TIAA Global Asset Management provides innovative investment strategies through TIAA and more than a dozen affiliated registered investment advisers. Nuveen serves individual investors and their advisors as an operating division of TIAA Global Asset Management. Collectively managing $915 billion in assets as of 9/30/2016, our expertise spans both traditional and alternative asset classes. To help our clients build best-in-class retirement plan programs, our team capitalizes on TIAA’s nearly 100-year heritage in retirement planning and Nuveen’s 118-year history of industry leadership. Our combined DCIO team offers investment solutions, including target date funds; field-tested business development tools; and ongoing, consultative support.

KEY CONTACTS
Brendan McCarthy, (617) 308-8309, Brendan.McCarthy@nuveen.com
Rob Wood, (704) 988-3105, Robert.Wood@nuveen.com

WEBSITE
www.Nuveen.com

PRIMARY MARKET(S) SERVED
• Mid – ($10 million – $100 million)
• Large – ($100 million – $250 million)
• Mega – (>$250 million)

TOTAL AUM ($MM)
As of 12/31/15: $414,000MM
As of 6/30/15: $23,000MM
As of 12/31/14: $23,000MM
As of 12/31/13: $22,000MM

TOTAL DCIO ASSETS ($B)
As of 12/31/15: $19B
As of 6/30/15: $13B
As of 12/31/14: $12B
As of 12/31/13: $10B

TOP 5 FUNDS BY DC ASSETS
TIAA-CREF Lifecycle Funds (Active & Index)
Nuveen Real Estate Securities Fund
TIAA-CREF Large-Cap Value Index Fund
Nuveen Mid Cap Growth Opportunities Fund
TIAA-CREF Social Choice Equity Fund

ADVISOR SUPPORT SERVICES
• External Wholesalers Focused On Advisers
• External Wholesalers Focused On Institutional
• Compliance Support
• Training For DC Plan Sales/Service
• Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 11/71