Pentegra Retirement Services

Firm Profile

Pentegra is a leading provider of retirement plan and fiduciary outsourcing solutions to clients nationwide.
With every retirement solution, we bring the same focus—relieving you of the fiduciary and administrative burdens that come with sponsoring a retirement plan. With expertise with every conceivable plan type and design, including specialized expertise in MEPs and Group Trusts, and ability to serve in various fiduciary roles, including 3(16) Plan Administrator, Named Fiduciary and Discretionary or Directed Trustee, we partner with firms as an independent resource to bring maximum flexibility to every opportunity and bring your solution together seamlessly.

KEY CONTACTS
Sales: Pete Swisher, (859) 608-9920, pswisher@pentegra.com

John Schafer, (317) 506.6875; jschafer@pentegra.com

Service: Heather Connington, (800) 872.3473 x 9588, hconnington@pentegra.com

WEBSITE
www.Pentegra.com

PRIMARY MARKET(S) SERVED
Small ($1-$10 million), Mid ($10-$100 million)

# OF PLANS/PARTICIPANTS SERVED BY TYPE
401(k): 2,699/79,369
403(b): 130/3,079
Money Purchase: 4/165
457: 38/437
NQDC: 35/900
Defined Benefit: 517/49,054
Cash Balance: 81/1,139
Other: 72/–

ASSET ALLOCATION FUNDS
Pentegra has Open Architecture platform with numerous fund families with
their own target date and asset allocation funds available.

PLANS BY CHANNEL (Direct/Advisor): 393/3,183
Platforms used: Open Architecture

ADVISOR SUPPORT SERVICES
External wholesalers focused on advisors: 17
External wholesalers focused on institutional: 17
Internal wholesalers focused on advisors: 9
Internal wholesalers focused on institutional: 9

Training for DC plan sales/service, investment committee meetings, multiple
employer plan expertise