Plexus Financial Services

Firm Profile

FIRM PROFILE
We provide independent and objective advice on corporate retirement plan strategies. We collaborate with employers to ensure that those strategic objectives are met, while helping participants pursue their individual goals through their defined contribution, defined benefit and non-qualified plans.

Plexus Financial Services is a 3(21) investment co-fiduciary with our clients, we facilitate the process of constructing the most suitable plan design for their organization. We provide guidance in selecting and maintaining prudent provider platforms for their plan, objectively consult on financial reviews of the plan’s performance, and provide interactive employee education that encourages individual retirement planning participation.

KEY CONTACTS
Allison Winge, (847) 317-6127, awinge@plexusfs.com
Keith Hamann, (847) 317-6179, Khamann@plexusfs.com
Pam Appell, (847) 317-6165,pappell@plexusfs.com
WEBSITE plexusfs.com

PRIMARY MARKET(S) SERVED
Small – ($1 million – $10 million)
Mid – ($10 million – $100 million)

OPTIONS AVAILABLE
• Business development consultants
• Other tools
• Benchmarking tools
• Participant advice/participant services
• CRM/data aggregation
• Allows fiduciary declaration 3(21)/3(38)
• Custom risk based/target date models
• 408(b)(2) – in-house or outsourced
• Plan design consulting
• Consulting on SMAs
• Plan sponsor fiduciary training
• Stable value analysis
• Minimum fee schedules

3rd Party Clearing BD: N/A