RidgeWorth Investments

Firm Profile

RidgeWorth Investments is a global investment management firm that offers investors access to a select group of boutique investment managers and subadvisers.

• Investment adviser registered with the SEC since 1985.
• $40.1 billion in assets under management as of 9/30/16.
• Boutiques and subadvisers offer 18 primary equity and fixed income investment styles.
• Boutiques and subadvisers have well-defined, proven approaches and unwavering commitment to exceptional performance.
• RidgeWorth wholly owns three boutiques: Ceredex Value Advisors LLC, Seix Investment Advisors LLC and Silvant Capital Management LLC and holds a minority ownership in Zevenbergen Capital Investments LLC. Capital Innovations, LLC and WCM Investment Management serve as unaffiliated subadvisers to the RidgeWorth Funds.
• 76 investment professionals; 43 CFA Charterholders, 4 CPAs and 45 MBAs within the network.
• Portfolio Managers average 27 years of investment experience.

RidgeWorth has a strong legacy of delivering investment solutions that help clients achieve success that extends back more than three decades.

KEY CONTACTS
Scott Goldberg, (404) 845-7592, Scott.Goldberg
Sharon Mossman, (404) 845-7589, Sharon.Mossman@ridgeworth.com
Bob Kuberski, (404)845-7265, bob.kuberski@ridgeworth.com

WEBSITE www.RidgeWorth.com

PRIMARY MARKET(S) SERVED
• Micro – (< $1 million) • Small - ($1 million - $10 million) • Mid - ($10 million - $100 million) • Large - ($100 million - $250 million) • Mega - (>$250 million)

TOTAL AUM ($MM)
As of 9/30/16: $16,748MM
As of 6/30/15: $42,500MM
As of 12/31/14: $45,600MM
As of 12/31/13: $50,300MM

TOTAL DCIO ASSETS ($MM)
As of 9/30/16: $4,156MM
As of 6/30/15: $5,400MM
As of 12/31/14: $6,200MM
As of 12/31/13: $4,600MM

ASSET ALLOCATION FUNDS
RidgeWorth Allocation Funds
– RidgeWorth Conservative Allocation Strategy
– RidgeWorth Moderate Allocation Strategy
– RidgeWorth Growth Allocation Strategy
– RidgeWorth Aggressive Growth Allocation Strategy

TOP 5 FUNDS BY DC ASSETS
1. RidgeWorth Ceredex Mid-Cap Value Equity Fund
2. RidgeWorth Ceredex Large Cap Value Equity Fund
3. RidgeWorth Ceredex Small Cap Value Equity Fund
4. RidgeWorth Seix Floating Rate High Income Fund
5. RidgeWorth Seix Total Return Bond Fund

ADVISOR SUPPORT SERVICES
• External Wholesalers Focused On Advisers
• External Wholesalers Focused On Institutional
• Compliance Support
• Plan Benchmarking
• Training For DC Plan Sales/Service

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 3/11