SII Investments, Inc.

Firm Profile

Since 1968, our goal at SII has been to provide our registered representatives the tools and services they need to be successful in the financial services industry. We meet this objective by investing in three core initiatives: Technology, Advisory Services and Practice Management.

KEY CONTACTS
Calvin Nystrom, 813-880-5362, calvin.nystrom@npholding.com

Frank Hayn, 310-899-8828, frank.hyden@npholding.com

WEBSITE
www.siionline.com

PRIMARY MARKET(S) SERVED
Micro < $1 million , Small $1 million-$10 million, Mid $10 million – $100 million

OPTIONS AVAILABLE
As of 12/31/15
Preferred Provider Program, Retirement Sales Desk Reps, Benchmarking Tools, Allows Fiduciary Declarations 3(21)/3(38), (2) home office employees supporting the business, 408(b)(2) – inhouse, Plan design consulting

2 Home Office Employees Supporting the Business