Author: Andrew Remo

Article Index

SEC Rolls Out Best Interest, Fiduciary Proposal

SEC Rolls Out Best Interest, Fiduciary Proposal

While the Securities and Exchange Commissioners were hardly unanimous in their assessment, they voted 4-1 to release for public comment a set of proposals to “enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of advice relationships and investment products.”   Read More

Forum Details Issues, Challenges With State-Run Retirement Programs

A recent forum brought together a group of political heavy hitters in Oregon and other key stakeholders – including Judy Miller of the American Retirement Association – to discuss the current status of the Oregon Retirement Security Program and the issues surrounding the creation and implementation of other state sponsored retirement plans for the private workforce.   Read More