IRA Rollover

IRA Rollover

IRA Rollover covers the rules, regulations and restrictions for traditional and Roth IRAs, as well as other types of individual retirement planning options like SIMPLE plans, SEPs and Keough plans. Portal Conductor Adam Sokolic of LPL also focuses on the marketing of IRAs to participants of corporate retirement plans and provides real life practical examples.

‘4-Part Harmonization’ on Rollovers

Advisors seeking to capture IRA rollovers face a “four-part harmonization” of regulatory and other government entities — that is, SEC, DOL, FINRA and GAO — in the words of ERISA attorney Fred Reish. Speaking at a workshop session at the 2014 ASPPA Annual Conference Oct. 28, the Drinker Biddle attorney was joined by fellow panelists Pete Swisher of Pentegra and Yannis Koumantaros of GROUPIRA.   Read More