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A change in methodology means that some plan sponsor clients will pay significantly less to fix plan mistakes through the Voluntary Correction Program (VCP) – but those with fewer than 100 participants will generally pay more.The VCP is one of three correction programs that can be used to correct... READ MORE
As we head into the new year, there are lots of predictions and portents (and predications based on portents) for the year ahead. This week, we’d like to know what you think about the markets, the elections, the fiduciary regulation and retirement legislation, among other things.You can reply to... READ MORE
A year ago, Nuveen’s Bob Doll predicted that 2017 would be a “year of transition,” and – something that seemed far-fetched to most at the time – that the GOP would not only keep the House, but also the Senate – and capture the White House. How did the rest of his predictions for 2017 pan out?Past... READ MORE
The official launch of Washington State’s Small Business Retirement Marketplace “is drawing near,” Washington State Department of Commerce Marketplace Director Carolyn McKinnon has announced. The state Department of Commerce operates the program.The Department of Commerce has reported in a press... READ MORE
AARP has launched an online tool they say is designed to help individuals select a financial advisor.The aptly named “AARP Interview an Advisor,” launched this week by AARP and the North American Securities Administrators Association (NASAA), is free, optimized for mobile use, and doesn’t require... READ MORE
A year ago, Nuveen’s Senior Portfolio Manager and Chief Equity Strategist Robert C. Doll predicted that optimism surrounding the Trump agenda was high, with investors expecting tax reform, increased infrastructure and military spending and a rollback of regulations. What does he see for the year... READ MORE
It wouldn’t be the nation’s retirement plan advisor convention without a great agenda, after all!More than that, this year’s “advisor experience” is co-themed as a country music festival – complete with a “set list” of an agenda that will give you something to talk about long after the music ends.... READ MORE
Sen. Orrin Hatch (R-UT), one of the longest-serving U.S. senators and current chairman of the powerful Finance Committee, announced Jan. 2 that he will be retiring at the end of the current Congress.“I’ve always been a fighter ... but every good fighter knows when to hang up the gloves, and for me... READ MORE
Demand for advice on asset allocations and income planning increased four-fold among study participants after online advice tools were introduced, according to a new research paper.Using participant-level data from 23 institutions served by TIAA between 2009 and 2014, the study – “New Evidence on... READ MORE
When it comes to New Year’s resolutions, financial stability edged out health and wellness as the main focus area for Americans going into 2018, new survey results show.According to Allianz Life’s 9th annual New Year’s Resolution Survey, 71% of survey respondents said their top focus in 2018 will... READ MORE

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