John Carl

Case of the Week: Deferral Limit and Multiple Plans

By John Carl | 2/20/2019

Responding to a question from a financial advisor in Connecticut, the ERISA consultants at the Retirement Learning Center Resource addressed a common inquiry related to contribution limits. The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial... READ MORE

Case of the Week: 401(k) Record Retention Rules

By John Carl | 2/15/2019

Responding to a question from a financial advisor in Texas, the ERISA consultants at the Retirement Learning Center Resource addressed a common inquiry involving a plan sponsor’s record retention responsibility. The ERISA consultants at the Retirement Learning Center Resource regularly receive... READ MORE

Case of the Week: 401(k) After-Tax Contributions Are ‘Testy’

By John Carl | 2/6/2019

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans. We bring Case of the Week to you to highlight the most... READ MORE

Case of the Week: When SIMPLE IRA Plans Are Not So Simple (Part 2)

By John Carl | 1/30/2019

Case of the Week: When SIMPLE Plans Are Not So Simple (Part 1)

By John Carl | 1/16/2019

Case of the Week: Annuity Provider Selection Safe Harbor for DC Plans

By John Carl | 1/9/2019

Case of the Week: Voluntarily Correcting Governmental 457(b) Plans

By John Carl | 12/19/2018

Case of the Week: Deferral Election Timing for the Self-employed

By John Carl | 12/12/2018

Case of the Week: What’s a Long-Term Incentive Plan?

By John Carl | 12/5/2018