Independent Financial Group, LLC

Firm Profile

Independent Financial Group, LLC serves the needs of independent financial advisors nationwide. Renowned for their first-class customer service, the company specializes in individual wealth management and institutional retirement plan solutions for their financial advisors. IFG’s corporate office now supports nearly 600 independent registered representatives. Their notable success has been recognized in numerous financial services industry publications including Financial Planning, Financial Advisor and Investment News. In 2014, IFG ranked #5 in revenue growth on Financial Planning’s Annual Broker-Dealer Survey. Independent Financial Group has also gained nationwide recognition with Inc. Magazine’s Honor Roll status for multiple consecutive mentions on their annual Inc.500|5000 list and has been acknowledged consecutively in the San Diego Business Journal’s list of Fastest-Growing Companies for the past nine years.

Dave Fischer, (800) 269-1903,

Jason Benham, (800) 269-1903,


Micro (<$1 million), Small ($1-$10 million),
Mid ($10-$100 million)

• Retirement Sales Desk Reps
• Business Development Consultants
• Recruiter for Retirement Plan Advisors
• 3rd Party Vendor Analysis Tool
• 3rd Party Investment Analysis Tool
• Benchmarking Tools
• CRM/Data Aggregation
• Allows Fiduciary Declaration3(21)/3(38)
• Custom Risk based/target date models
• 408(b)(2) – in-house or outsourced
• Plan sponsor fiduciary training
• Minimum fee schedules
• Fiduciary Vault 5500
• Search Capabilities
• Customized IPS

3rd Party Clearing BD: Pershing

65 home office employees supporting the retirement business