Plexus Financial Services

Firm Profile

We provide independent and objective advice on corporate retirement plan strategies. We collaborate with employers to ensure that those strategic objectives are met, while helping participants pursue their individual goals through their defined contribution, defined benefit and non-qualified plans.

Plexus Financial Services is a 3(21) investment co-fiduciary with our clients, we facilitate the process of constructing the most suitable plan design for their organization. We provide guidance in selecting and maintaining prudent provider platforms for their plan, objectively consult on financial reviews of the plan’s performance, and provide interactive employee education that encourages individual retirement planning participation.

Allison Winge, (847) 317-6127,
Keith Hamann, (847) 317-6179,
Pam Appell, (847) 317-6165,


• Small – ($1 million – $10 million)
• Mid – ($10 million – $100 million)

• Business Development Consultants
• 3rd Party Vendor Analysis Tool
• 3rd Party Investment Analysis Tool
• Benchmarking Tools
• CRM/Data Aggregation
• Allows Fiduciary Declaration3(21)/3(38)
• 408(b)(2) – in-house or outsourced
• Plan feature review/plan design consulting
• Consulting on SMAs
• Plan sponsor fiduciary training
• Stable value analysis
• Minimum fee schedules

5 Home Office Employees Supporting the Business