Prime Capital Investment Advisors

Firm Profile

WE MAKE PLANS AND SEE THEM THROUGH.

Since 1985, Prime Capital Investment Advisors (“PCIA”) (originally as Lawing Financial) has stayed true to its client-centric, team approach to financial planning. This approach, which is deeply committed and personalized to each client’s unique goals, drives the growth of our business and serves as the foundation for all that we do.

Our time-tested approach, which has persevered for more than three decades and across myriad market cycles and through a gamut of market-changing economic, political and world events, continues to propel our associates to work with efficiency, intelligence and integrity for our clients.

Our intent focus on individual investing has attracted some of the brightest minds in the industry to PCIA. As a result, we stand as a hardy team of tenured, collaborative financial planning advisors whose strengths are varied, voracious and vast. These advisors take great pride and personal satisfaction in developing financial plans that are personalized to meet our clients’ goals.

With this focus, strength and clarity of purpose, PCIA consistently has satisfied our clients, thereby expanding its market presence earning a highly competitive role in the industry—in the eyes of our competitors, our employees and, most importantly, our clients.

Qualified Plan Advisors, a DBA of PCIA, pairs comprehensive fiduciary services and thoughtful education with one simple goal: superior participant outcomes. We do this through our plan and participant level services, including ERISA 3(38) Investment Management, comprehensive retirement plan design, investment policy statement design and implementation, in-person financial wellness education and open architecture fund lineup.

PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1 million – $10 million), Mid ($10 million – $100 million), Large ($100 million – $250 million)

SUPPORT SERVICES

  • Retirement Sales Desk Reps
  • Business Development Consultants
  • Recruiter for Retirement Plan Advisors
  • 3rd Party Vendor Analysis Tool
  • 3rd Party Investment Analysis Tool
  • Other Tools
  • Benchmarking Tools
  • Participant Advice/Participant Services
  • CRM/Data Aggregation
  • Allows Fiduciary Declaration3(21)/3(38)
  • Custom Risk based/target date models
  • Consulting on SMAs
  • Plan sponsor fiduciary training
  • Stable value analysis
  • Minimum fee schedules

HOME OFFICE EMPLOYEES: 38

PLATFORM(S) USED
Private Client Services (PCS)