Raymond James

Firm Profile

Raymond James is a firm with its roots in the business of providing financial guidance and planning to individual investors and families. This remains the firm’s primary business today. Raymond James has been a leader in the industry with client-focused decision-making since the company’s founding in 1962.

Raymond James is one of the largest financial services firms in the United States, with the scale and resources to support a wide array of products and services. With more than 10,000 associates worldwide and $500 billion in client assets*, the company’s business includes investments brokerage, professional asset management, insurance solutions, trust services, investment banking, and private and commercial banking.

As financial advisors, we are given flexibility and independence to serve our clients without a corporate “push” of proprietary products. We have access to one of the widest platforms of product choices and account types in our industry with access to over 300 mutual fund families, 51 money managers and 34 insurance carriers

Chairman Tom James has fostered a culture of consistent leadership and independent thinking that enables firm employees and financial advisors to act in the best interests of clients and be innovative in our solutions to meet their needs. That leadership drove the firm to achieve 113 consecutive quarters of profitability as of April 2016.**

*As of 3/31/2016
**Past performance is not indicative of future results.
The information provided is for informational purposes only and is not a solicitation to buy or sell Raymond James Financial stock.

Bo Bohanan, (800) 248-8863 extension 75192, bo.bohanan@raymondjames.com


Micro (<$1 million), Small ($1-$10 million), Mid ($10-$100 million), Large ($100-$250 million), Mega (>$250 million)

We allow advisors to provide 3(21) fiduciary services in regard to certain investment related services. We do not have a preferred provider program because we want advisors to have unlimited choice and be free of conflict. The Retirement Plan Consulting Team consists of 9 home office employees. Our recruiters handle many diverse types of practices.

• Retirement Sales Desk Reps
• Business Development Consultants
• 3rd Party Vendor Analysis Tool
• 3rd Party Investment Analysis Tool
• CRM/Data Aggregation
• Allows Fiduciary Declaration3(21)/3(38)
• 408(b)(2) – in-house or outsourced
• Plan feature review/plan design consulting
• Raymond James has engaged with Envestnet Retirement Solutions to provide plan data aggregation and investment monitoring to qualified plan clients. Raymond James also engaged with Retirement Plan Advisory Group (RPAG) to provide vendor analysis and product comparisons.

9 home office employees supporting the retirement business