Thornburg Investment Management

Firm Profile

Our mission is to add value with active portfolio management to help our clients reach their long-term financial goals. We achieve this through our investment strategies, adhering to our values and investment principles, and offering employees a challenging and rewarding place to build a career.

KEY CONTACTS
Julie Geraci, (505) 467-7214, jgeraci@thornburg.com

WEBSITE
www.Thornburg.com

PRIMARY MARKET(S) SERVED
Micro (<$1 million), Small ($1-$10 million), Mid ($10-$100 million)

TOTAL AUM ($MM)
As of 6/30/15: $60,119MM
As of 12/31/14: $65,179MM
As of 12/31/13: $95,528MM

TOTAL DCIO ASSETS ($MM)
As of 6/30/15: $3,280MM
As of 12/31/14: $4,078MM
As of 12/31/13: $9,013MM

TOP 5 FUNDS BY DC ASSETS
1. International Value: $2,311.52MM
2. Limited Term Income: $526.80MM
3. Income Builder: $217.33MM
4. Core Growth: $150.04MM
5. International Growth: $138.50MM

ADVISOR SUPPORT SERVICES
External wholesalers focused on advisors, target-date evaluation tools,
training for DC plan sales/service, investment committee meetings

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 2/15