Transamerica

Firm Profile

Transamerica Retirement Solutions, LLC (Transamerica) is one of the nation’s leading providers of retirement plan services. By focusing exclusively on the retirement industry for over half a century, we’ve built an experienced team and a proven expertise in all plan types. We partner closely with our clients and their advisors to tailor our services to meet their specific needs. Transamerica Retirement Solutions helps people save and invest wisely to live the life they want. We help plan sponsors minimize their administrative and fiduciary responsibilities — while maximizing the value to your organization of offering an attractive benefits plan. Transamerica serves national and regional clients through an integrated network of offices. Localized client service is managed throughout our regional offices all across the country.

KEY CONTACTS
Sales: Jason Crane (800) 359-9544
jason.crane@transamerica.com
Service: Mikey Gannon (800) 942-7304
mikey.gannon@transamerica.com

WEBSITE
www.transamerica.com

PRIMARY MARKET(S) SERVED
• Micro – (< $1 million) • Small - ($1 million - $10 million) • Mid - ($10 million - $100 million) • Large - ($100 million - $250 million) • Mega - (>$250 million)

NO. OF PLANS/PARTICIPANTS SERVED BY TYPE

As of 06/30/16
401(k): 23,082/2,647,177
403(b): 895/1,139,471
Money Purchase: 114/45,765
457: 446/61,745
Defined benefit: 381/352,508
Cash Balance: 14/109,000
Other: 919/848,315

NO. OF PARTICIPANTS SERVED BY TYPE

As of 06/30/15
401(k): 1,642,935
403(b): 1,023,113
Defined benefit: 451,676
Other: 992,807

ASSET ALLOCATION FUNDS
• 256 (for Emerging Markets NAV open architecture)

PLATFORM(S) USED
• NSCC

ADVISOR SUPPORT SERVICES
Number of external wholesalers focused on advisors: 53
Number of external wholesalers focused on institutional: 17
Number of internal wholesalers focused on advisors: 24
Number of Internal Wholesalers Focused on Institutional: 10

• Compliance support
• Plan benchmarking
• Target-date evaluation tools
• Training for DC plan sales/services
• Investment committee meetings

PARTICIPANT SUPPORT SERVICES
• Retirement income estimates/projections
• Rollover services
• Call center support
• Smartphone access to participant balances
• Smartphone transaction access for participants

PLAN SPONSOR SUPPORT SERVICES
• Bundled:
• Plan-level recordkeeping and administrative services
• Compliance guidance and regulatory support
• Participant-level transaction processing
• Participant communications and education services
• Unbundled:
• Participant-level recordkeeping services
• Participant-level transaction processing
• Participant communications and education services
• PASS
• Document Center
• PayStart
• Fiduciary Warranty for non-open architecture;
• Total Plan Management