Unified Trust Company, N.A.

Firm Profile

Unified Trust specializes in the fiduciary management of qualified retirement plans. We are one of the only fully discretionary trustees in the country, taking full discretion and liability for the assets of the plans we serve. There is a complete allocation of responsibility, and therefore liability, with respect to the tasks we accept—the safekeeping and management of plan assets. Our focus on retirement success is what makes us different. Our approach is aimed at achieving the goal of retirement success for every participant. Serving as a fully discretionary trustee means we are required by law to act solely in the interests of participants and beneficiaries. We’ve taken this legal requirement and turned it into the foundation of our company culture.

KEY CONTACTS
Sales: Lee Topley, (859) 514-8271, lee.topley@unifiedtrust.com

Justin Morgan, (859) 514-6183, justin.morgan@unifiedtrust.com

Service: Crystal Kleinjan, (859) 422-0349, crystal.kleinjan@unifiedtrust.com

WEBSITE
www.UnifiedTrust.com

PRIMARY MARKET(S) SERVED
Small ($1-$10 million), Mid ($10-$100 million)

# OF PLANS/PARTICIPANTS SERVED BY TYPE

As of 06/30/16
401(k): 519/38,226
403(b): 14/2,023
Money purchase: 6/314
457: 18/665
Defined benefit: 24
Cash balance: 26
Other: 18/543

PLANS BY CHANNEL (Direct/Advisor): 16%/84%
Platforms used: Bundled, recordkeeping and trustee only services with
UnifiedPlan® and Unified Success Pathway.

ASSET ALLOCATION FUNDS
Open architecture approach, can utilize any number of fund families.

ADVISOR SUPPORT SERVICES
External wholesalers focused on advisors: 6
Internal wholesalers focused on advisors: 6

Compliance support, plan benchmarking, investment committee meetings

PARTICIPANT SUPPORT SERVICES

Retirement income estimates/projections, Call center support, Smartphone access to participant balances, Smartphone transaction access for participants.