Victory Capital Management

Firm Profile

Victory Capital Empowering specialist managers, advancing client outcomes Victory Capital is an independently owned global asset management firm. We have 11 distinct investment franchises, each with its own investment culture and approach. Those teams are supported by a robust distribution and operational platform, which allows the investment teams to focus on what they do best: provide investment excellence on behalf of our clients. We serve institutional investors, retirement platforms and financial advisors through a variety of vehicles, including separately managed accounts, collective trusts, mutual funds, ETFs and UMAs/SMAs. At Victory Capital, we embrace a client-focused business model that connects the right talent with the right resources in the right environment. We believe there are many benefits of a multi-boutique model:

• Investment professionals focused solely on client portfolios and outcomes
• Autonomous decision making, led by dedicated Chief Investment Officers
• Independent investment philosophies, processes and cultures, driven by team members with long-standing working relationships
• Ability to attract and retain best-in-class investment professionals who value independence

Using this multi-boutique model, we at Victory Capital have built a robust suite of retirement solutions based on extensive industry expertise, relevant educational materials with proven value adds, and a wide array of award-winning investment solutions available across a variety of share classes and vehicles.

KEY CONTACTS

Scott Neeb – Head of Retirement Division P: 800.991.8191 E: sneeb@vcm.com Tom Morrison, CIMA®, AIF® – National Accounts, Retirement P: 1-800-991-8191 E: tmorrison@vcm.com

WEBSITE

www.vcm.com

PRIMARY MARKET(S) SERVED

  • Micro < $1 million
  • Small $1 million-$10 million
  • Mid $10 million – $100 million
  • Large $100 million – $250 million
  • Mega >$250 million

TOTAL AUM ($MM)

  • As of 12/31/15: 33,120
  • As of 06/30/15: 35,704
  • As of 12/31/14: 35,808
  • As of 12/31/13: 18,755

ASSET ALLOCATION FUNDS
AB Multi-Manager Select Retirement Funds
AB Multi-Manager Retirement Trusts

ADVISOR/SUPPORT SERVICES

  • External wholesalers focused on advisers
  • External wholesalers focused on institutional
  • Compliance support
  • Plan benchmarking
  • Target-date evaluation tools
  • Training for DC plan sales/service
  • Investment committee meetings

NO. OF EXTERNAL WHOLESALERS (DC/Retail): 4/22