Keyword: Schwab

Provider Argues for Arbitration in Proprietary Fund Suit

Charged with violating its fiduciary duties as a result of practices involved with including proprietary funds in its own 401(k) plan line-up, a provider says that the court “…need not even consider the viability of such implausible claims because, by virtue of arbitration agreements to which the plaintiff is bound, the Court lacks jurisdiction to hear them.”   Read More