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Case of the Week

Case of the Week: What Is a ‘414(k) Plan?’

BY Jenny Kiffmeyer, JD | 9/27/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Did SECURE Acts 1.0 or 2.0 Change the Deadline for Setting Up a SIMPLE IRA?

BY Jenny Kiffmeyer, JD | 9/20/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Automatic Enrollment and Governmental 457(b) Plans

BY Jenny Kiffmeyer, JD | 9/13/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: Can My Client Still Set Up a 401(k) Plan for 2022?

BY Jenny Kiffmeyer, JD | 9/6/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: Chapter 7 vs. Chapter 11 Bankruptcy and Considerations for Retirement Plans

BY Jenny Kiffmeyer, JD | 8/30/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: Proxy Voting on Securities Held in Qualified Plans

BY Jenny Kiffmeyer, JD | 8/23/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: Retirement Plans and FDIC Coverage

BY Jenny Kiffmeyer, JD | 8/16/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: Distribution Notice

BY Jenny Kiffmeyer, JD | 8/9/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Updating the Plan Administrator

BY Jenny Kiffmeyer, JD | 8/2/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Small Employer Startup Credit and Tax-Exempt Entities

BY Jenny Kiffmeyer, JD | 7/19/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: ESOP Rebalancing

BY Jenny Kiffmeyer, JD | 7/12/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Plan Permanency

BY Jenny Kiffmeyer, JD | 6/28/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: ERISA Budget Accounts

BY Jenny Kiffmeyer, JD | 6/21/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Education on Education Policy Statements

BY Jenny Kiffmeyer, JD | 6/14/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Fixing Fixed-Rate Cash Balance Plans

BY Jenny Kiffmeyer, JD | 6/7/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: When Does a 401(k) Deferral Become a Catch-up Contribution?

BY Retirement Learning Center | 5/31/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Retirement Proposals in the 2024 U.S. Budget

BY Retirement Learning Center | 5/24/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: What Are PS 58 Costs?

BY Retirement Learning Center | 5/17/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Partial Plan Termination and the Applicable Period

BY Retirement Learning Center | 5/10/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: 401(k) and 403(b) MEPs

BY Retirement Learning Center | 5/3/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Do Roth Recharacterizations Still Exist?

BY Retirement Learning Center | 4/19/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Plan Establishment and ‘Compensation’

BY Retirement Learning Center | 4/5/2023

ERISA consultants at the Retirement Learning Center (RLC) Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement... Read More

Case of the Week: Faulty Form 5500 Filings and ‘Reasonable Cause’

BY Retirement Learning Center | 3/29/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: The New Way to Count Participants for Form 5500 Audits

BY Retirement Learning Center | 3/22/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

Case of the Week: Distributions Affect Saver’s Tax Credit

BY Retirement Learning Center | 3/15/2023

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and... Read More

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