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Top DC Advisor Multi-Office Firms (2019)
NAPA Top DC Advisor Multi-Office Firms
The list below is based on self-reported defined contribution (DC) assets under advisement (AUA) as of Dec. 31, 2019 (unless otherwise noted) for the organizations that submitted data. Firms listed had to have more than one office/physical location to be included, and had to have in excess of $1 billion in DC assets under advisement. This year’s list represents more than $2 trillion in assets under advisement! Sure, we know it’s not just about the numbers – but the reality is that advisors are having a huge impact every single day, not only on the quality of retirement plan advice, but in building a more financially secure retirement for millions of Americans. We appreciate the commitment and hard work of the firms acknowledged – and are proud to have the opportunity to share it here.
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| Firm | City | State | Year Est. |
Total Asset Value (as of 12/31/19) | Total # of Plans (as of 12/31/19) | Total Participants (as of 12/31/19) |
|---|---|---|---|---|---|---|
| RPAG | Aliso Viejo | CA | 2004 | $611,270,597,518 |
65,000
|
6,173,450
|
| CAPTRUST | Raleigh | NC | 1997 | $297,170,566,651 |
2,560
|
5,500,000
|
| NFP | Aliso Viejo | CA | 2000 | $220,000,000,000 |
1,742
|
2,141,500
|
| Morgan Stanley | Purchase | NY | 1935 | $149,700,000,000 |
21,817
|
2,298,854
|
| Cammack Retirement Group | New York | NY | 1965 | $146,000,000,000 |
375
|
1,250,000
|
| UBS | Weehawken | NJ | 1862 | $111,889,039,769 |
11,381
|
N/A
|
| SageView Advisory Group | Irvine | CA | 1989 | $100,200,000,000 |
1,214
|
1,200,000
|
| HUB Retirement and Private Wealth | Chicago | IL | 1998 | $84,000,000,000 |
5,200
|
N/A
|
| Portfolio Evaluations, Inc. | Warren | NJ | 1992 | $57,900,000,000 |
297
|
1,100,000
|
| Pensionmark Financial Group, LLC | Santa Barbara | CA | 1988 | $41,500,000,000 |
3,583
|
450,000
|
| CBIZ Retirement Plan Services | Cleveland | OH | 1998 | $40,129,360,566 |
1,406
|
604,289
|
| Arthur J. Gallagher & Co. Retirement Plan Consulting | Rolling Meadows | IL | 1927 | $39,314,733,909 |
1,691
|
645,481
|
| Resources Investment Advisors - A OneDigital Company | Leawood | KS | 1987 | $36,000,000,000 |
2,300
|
575,000
|
| Marsh & McLennan Agency Retirement Services | New York | NY | 1998 | $35,700,000,000 |
1,543
|
645,000
|
| Lockton Financial Advisors | Washington | DC | 2005 | $14,600,954,700 |
206
|
N/A
|
| Compass Financial Partners | Greensboro | NC | 2002 | $13,503,251,734 |
146
|
178,826
|
| Cerity Partners | New York | NY | 2009 | $11,372,985,608 |
164
|
139,800
|
| Strategic Retirement Partners | Shorewood | IL | 2015 | $11,300,000,000 |
795
|
215,000
|
| Francis Investment Counsel | Brookfield | WI | 1988 | $7,532,522,860 |
85
|
83,000
|
| Mesirow Financial | Chicago | IL | 1937 | $7,000,000,000 |
280
|
125,000
|
| Cafaro Greenleaf | Red Bank | NJ | 1981 | $5,200,000,000 |
212
|
71,150
|
| Sentinel Pension Advisors, Inc. | Wakefield | MA | 1998 | $5,100,000,000 |
455
|
50,000
|
| Bukaty Companies Financial Services | Leawood | KS | 2001 | $4,100,000,000 |
390
|
101,000
|
| intellicents | Albert Lea | MN | 1975 | $4,000,000,000 |
245
|
48,000
|
| Plan Sponsor Consultants | Alpharetta | GA | 2008 | $2,700,000,000 |
195
|
72,000
|
| Everhart Advisors | Dublin | OH | 1995 | $1,953,968,423 |
310
|
43,098
|
| Associated Financial Group LLC | Minnetonka | MN | 2015 | $1,913,116,310 |
237
|
60,000
|
| The Trust Company of Tennessee | Knoxville | TN | 1987 | $1,750,544,381 |
218
|
30,076
|
| IMA Wealth, Inc. | Wichita | KS | 1999 | $1,726,166,968 |
199
|
N/A
|
| The Noble Group | Sugar Land | TX | 1996 | $1,200,000,000 |
150
|
30,000
|