Last Week’s Top 5 Posts on NAPA Net

Last week’s top five most-read posts on NAPA Net reflected keen interest in FINRA’s latest report expressing concern over advisor compensation, outsourcing 3(16) duties, resolution of the partial government shutdown, Vanguard’s fund trading restriction for Southwest pilots and the potential delay of 2014 plan limits. 1. FINRA Report Raises Concerns about Compensation of Advisors 2. Is Outsourcing 3(16) Duties the Wave of the Future? 3. Congress Kicks the Can 4. Vanguard May Curb 401(k) Trading by Southwest Pilots 5. 2014 Plan Limits May Be Delayed