Rollover Regulations In Your Rearview Mirror?

Wednesday, May 31, 2023 | 2:00 - 3:00 p.m. ET

Speaker: Bonnie Treichel, JD, Chief Solutions Officer, Endeavor Retirement

Description:Prohibited Transaction Exemption (PTE) 2020-02 changed the landscape of rollover transactions in 2022. The changes from PTE 2020-02 can be complex and difficult to navigate – often leaving a lot of grey areas. While you may feel like they are in your rearview mirror, don't think too fast. Join this webinar to explore who became an ERISA fiduciary under PTE 2020-02, the intersection with Regulation Best Interest, and how to stay in compliance.

Learning Objectives:

• Identify who qualifies as an ERISA fiduciary when recommending a rollover
• Classify the covered transactions subject to PTE 2020-02
• Determine the obligations of an ERIDA fiduciary when recommending a rollover
• Leverage ERISA fiduciary status to communicate value to clients
• Identify overlap between PTE 2020-02 and Regulation BI (REGBI)

Registation Links:

Registration Deadline for LIVE Webcast: May 30, 2023 at 11:59 p.m. ET [ENDED]

On-Demand Webcast is Available Until: May 30, 2024

Registration Information:

• Live webcast registration will be available to purchase in the Marketplace until 11:59 p.m. ET on the day prior to the date of the live event. Same-day LIVE registrations are currently not available unless you are a member. To access same day live registration you will need to enroll through the NAPA Member Catalog in Learning Activities.
• Each viewer must have their own registration for each event and access it through their own device in order to receive continuing education credit.
• Live webcast registration does not provide access to the on-demand version.
• Registration for On-Demand webcasts are available through the link above or for members in the NAPA Member Catalog in Learning Activities. On-Demand webcasts include: unlimited viewing of the webcast recording, webcast outline, and any additional presentation materials for 180 days following the registration date. On-Demand webcasts are typically available one week after the live webcast takes place. Login to Learning Activities to view the course on your dashboard.
• CE will only be given for one event, if you attend the live but also complete the On-Demand, Only one CE record will be maintained.

Continuing Education (CE) Credit:1 NAPA Relevant Topics

About the Speaker: Bonnie Treichel is the Founder and Chief Solutions Officer of Endeavor Retirement, a consulting firm dedicated to solving problems for plan sponsors, advisors and service providers in the retirement plan industry. Her unique experience as an ERISA attorney and advisor helps her bring governance solutions for day-to-day issues that are an inevitable part of running a successful retirement plan. Bonnie is also a Partner at Endeavor Law, a firm dedicated to supporting the ecosystem of financial services with their retirement plan-related decisions, documentation, compliance, regulation and litigation.As a thought leader on retirement plan governance issues, Bonnie has been quoted in publications such as The Wall Street Journal, InvestmentNews, 401(k) Specialist, Ignites, PlanAdviser, NAPA Net Daily, and Journal of Pension Benefits. She is an active member of the American Retirement Association and has served in various leadership roles as well as the American Bar Association’s Tax Division where she is on the Lifetime Income Committee. She was awarded the ABA’s On the Rise - Top 40 Young Lawyers Award in 2022. She is also a member of the Women in Pensions Network, the State Bar of California, and is a current advisory board member of RISA, LLC. When she isn’t working on retirement plan issues, Bonnie enjoys traveling, spending time with her golden retriever Sunny, running, riding her bike and volunteering for Make a Wish.

Questions? Contact our Customer Care team [email protected].