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Case of the Week

Case of the Week: Top-heavy Determination and In-service Distributions

BY John Carl | 8/12/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Excluding Part-time Employees from a 401(k) Plan

BY John Carl | 7/21/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Who is Responsible for Filing Form 5500?

BY John Carl | 7/14/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Grandfathered 403(b) Plans and Form 5500 Reporting

BY John Carl | 7/7/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Pre-approved DC Plans and PPA Restatement

BY John Carl | 7/1/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: DB Plans and Restricted Lump Sums

BY John Carl | 6/25/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Plan Expenses — How Are They Paid?

BY John Carl | 6/17/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: When is a Safe Harbor 401(k) Not so Safe?

BY John Carl | 6/10/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: The IRS and SIMPLE IRA Plan Audits

BY John Carl | 6/3/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Fiduciary Considerations When Shifting Benefit Payment Obligations to an Insurer

BY John Carl | 5/27/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Foreign Account Tax Compliance Act

BY John Carl | 5/21/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Employer Securities and the Moench Presumption

BY John Carl | 5/13/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Bankruptcy Protection for Retirement Plan Assets

BY John Carl | 5/7/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Locating Missing Plan Participants

BY John Carl | 4/29/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: 408(b)(2) Service Provider Disclosures

BY John Carl | 4/23/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Retroactive Social Security Payments After Delay

BY John Carl | 4/15/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Advisors’ Considerations for Rollover Discussions

BY John Carl | 4/9/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Proposed $3.2 Million Cap on Retirement Savings

BY John Carl | 4/2/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: DOL's No. 1 Investigation Issue

BY John Carl | 3/26/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: State Retirement Plan Proposals

BY John Carl | 3/18/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: IRA Owners Should Get to Know Form 8606

BY John Carl | 3/12/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: When 401(k) Participants Have Proxy Voting Rights

BY John Carl | 3/5/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: What’s a ‘Successor Plan’?

BY John Carl | 2/25/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: What Pension De-risking Means

BY John Carl | 2/19/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

Case of the Week: Amending 401(k) Plans for In-plan Conversions

BY John Carl | 2/12/2014

The ERISA consultants at the Columbia Management Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and... Read More

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