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John Carl

Case of the Week: Is Electronic Documentation Adequate for Hardship Distributions?
By John Carl | 6/29/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Oregon is... READ MORE
Case of the Week: Guidance on Allocating Expenses Among Participants
By John Carl | 6/8/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Illinois is... READ MORE
What is the Maximum Equity Exposure Allowed in TDFs as QDIAs?
By John Carl | 6/2/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in West... READ MORE
Special Considerations for an S-Corp ESOP and NUA
By John Carl | 5/17/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Texas is... READ MORE
Case of the Week: Annual vs. Year-End Matching Contributions
By John Carl | 5/11/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Michigan is... READ MORE
Case of the Week: Lessons From Chevron Litigation
By John Carl | 4/26/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in California... READ MORE
Case of the Week: Form 5500’s New Compliance Questions
By John Carl | 4/13/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Florida is... READ MORE
Case of the Week: Aggregation of Church Plans
By John Carl | 3/22/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Connecticut... READ MORE
Case of the Week: Time-sensitive Changes to Social Security Filing Strategies for Couples
By John Carl | 3/18/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Is There More Than One 401(k) Safe Harbor Plan Design?
By John Carl | 1/13/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: PBGC Premium Increases
By John Carl | 1/5/2016
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Obtaining Plan Documents
By John Carl | 12/29/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: IRS Levy Process for Retirement Plan Assets
By John Carl | 12/15/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Funding Stabilization Extended for DB Plans
By John Carl | 12/8/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Plan Sponsors and Capital Preservation Investment Options
By John Carl | 11/24/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Year-End Participant Notices
By John Carl | 11/18/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Congressional Report Summarizes DOL Fiduciary Rule
By John Carl | 11/11/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: All About Fidelity Bond Requirements
By John Carl | 11/4/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Is My Client Required to Have an IPS?
By John Carl | 10/21/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE
Case of the Week: Distributions to Qualified Public Safety Employees
By John Carl | 10/14/2015
The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans.A recent call with a financial advisor in... READ MORE

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Recent Comments

Why is an SSA representative allowed to give out inaccurate information? This should be called to...
IRA distributions will not affect the SS earnings test, but they could result in federal income...
Thank you for bringing this up, but once again, where are the specifics to this groups proposal,...
"helping to ensure that workers’ retirement plans are always protected" - unless of...
When can the plan’s participants expect to be paid?