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Case of the Week: H-1B Workers

By John Carl | 3/1/2017

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Maryland is... READ MORE

What is the Definition of Compensation for Determining HCEs?

By John Carl | 2/7/2017

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in California... READ MORE

Will the DOL Fiduciary Rule Face a Regulatory Freeze?

By John Carl | 1/25/2017

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in... READ MORE

Case of the Week: Deferral Limits Involving SIMPLE IRAs and 401(k) Plans

By John Carl | 1/10/2017

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Georgia is... READ MORE

Case of the Week: Aggregating RMDs

By John Carl | 12/14/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Colorado is... READ MORE

Case of the Week: ESOP Tax-Advantaged 1042 Exchange

By John Carl | 12/7/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE

Case of the Week: 401(k) Wrap Plans

By John Carl | 11/16/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in New York is... READ MORE

Case of the Week: Required Minimum Distributions and More Than 5% Owners

By John Carl | 11/9/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Louisiana... READ MORE

Case of the Week: Nonspouse Beneficiaries and IRA Rollovers

By John Carl | 11/2/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in... READ MORE

Case of the Week: Valuing Life Insurance Contracts Distributed from a 401(k) Plan

By John Carl | 10/20/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Texas is... READ MORE

The Difference Between Multi- and Multiple Employer Plans

By John Carl | 10/5/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in California... READ MORE

Case of the Week: What is the Definition of Compensation for Plan Purposes?

By John Carl | 9/21/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Florida is... READ MORE

Case of the Week: What Standards Apply for Form 5500 Audits?

By John Carl | 9/14/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in... READ MORE

Case of the Week: Who May Qualify for a 401(k) Hardship Distribution?

By John Carl | 9/6/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Alabama is... READ MORE

Case of the Week: Rollovers as Business Startups (ROBS)

By John Carl | 8/17/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in North... READ MORE

Case of the Week: Delivering Plan Notices Electronically

By John Carl | 8/10/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in... READ MORE

Case of the Week: ERISA Fidelity Bond vs. Fiduciary Liability Insurance

By John Carl | 8/3/2016

The ERISA Consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with a financial advisor in... READ MORE

Case of the Week: Small Plan Form 5500 Audit Waiver

By John Carl | 7/28/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in California... READ MORE

Case of the Week: Controlled Group Rules and Tax-Exempt Organizations

By John Carl | 7/21/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in New York is... READ MORE

Case of the Week: Failure to Suspend Deferrals after Hardship Distribution

By John Carl | 7/12/2016

The ERISA consultants at the Learning Center Resource Desk, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in North... READ MORE

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