John Carl

Case of the Week: Active Plan Participant Making an IRA Contribution

By John Carl | 2/21/2018

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements. A recent call with a financial advisor from Minnesota is... READ MORE

Case of the Week: 415(m) Plans

By John Carl | 2/14/2018

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with a financial advisor from Ohio is... READ MORE

Case of the Week: 414(h) Pick-Up Plans

By John Carl | 2/7/2018

Case of the Week: ERISA Budget Account and Participant Education

By John Carl | 1/31/2018

Including Regular RFPs as Part of a Fiduciary Liability Reduction Strategy

By John Carl | 1/24/2018

ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans.A recent call with a senior financial advisor from... READ MORE

Case of the Week: Is Rendering Advice to an HSA Owner Considered a Fiduciary Act?

By John Carl | 1/17/2018

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with a senior financial advisor from Cafaro... READ MORE

Case of the Week: Merging 403(b) and 401(k) Plans

By John Carl | 1/10/2018

IRAs, SEPs, SIMPLEs and Qualified Charitable Distributions

By John Carl | 12/27/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with an advisor in South Dakota is representative... READ MORE

Case of the Week: Time for Managing a Plan Merger

By John Carl | 12/20/2017

The ERISA consultants at the Learning Center Resource, which is available through Columbia Threadneedle Investments, regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. A recent call with an advisor in Georgia is... READ MORE

Case of the Week: Ownership and Spousal Attribution

By John Carl | 12/13/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with an advisor in Michigan is representative of a... READ MORE

Case of the Week: Life Insurance in Qualified Plans

By John Carl | 12/6/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with an advisor in Colorado is representative of a... READ MORE

Case of the Week: Taxability of IRA Conversions

By John Carl | 11/29/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with an advisor in Illinois is representative of a... READ MORE

Case of the Week: The Formula for Calculating RMDs

By John Carl | 11/15/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with a financial advisor in New York is... READ MORE

Case of the Week: December 2017 Deadlines

By John Carl | 11/8/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with a financial advisor in California is... READ MORE

Case of the Week: Allocating Revenue Sharing Payments

By John Carl | 11/2/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with a financial advisor in Colorado is... READ MORE

Case of the Week: What Is a 408(g) Fiduciary Adviser?

By John Carl | 10/18/2017

Case of the Week: SIMPLE IRA Plan Annual Notices

By John Carl | 10/11/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with an advisor in New Hampshire is representative... READ MORE

Case of the Week: Recharacterization Deadline

By John Carl | 9/27/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and executive compensation arrangements.A recent call with an advisor in New Jersey is representative of... READ MORE

Case of the Week: Waiver of 60-Day Rollover Time Limit

By John Carl | 9/20/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans.A recent call with an advisor in Maryland is representative of a common inquiry involving rollovers.... READ MORE

Case of the Week: Setting up a SIMPLE IRA Plan

By John Carl | 9/13/2017

The ERISA consultants at the Retirement Learning Center Resource regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans.A recent call with an advisor in New Mexico is representative of a common inquiry involving a savings... READ MORE

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